Investors who lend funds from their IRA to a business entity, or invest in a Limited Partnership or Limited Liability Company (exclusive of IRA LLCs) must complete this questionnaire.
If you are lending funds to, or buying stock or an interest in, a business entity, LLC, Limited Partnership, please complete sections 1, 2 and 3.
If you are lending funds to an Individual, please complete sections 1 and 4.
You can submit the form by using one of the following methods.
This is the preferred way to complete the form. You can fill out the form online and sign it electronically by DocuSign.
DocuSign is a fast and secure way to process your form. It allows you to digitally sign forms without having to go through the hassle of downloading software or mailing the originals.
You will receive an email with a copy of the form after signing is completed. There is no need to mail in the form.
|Click here to DocuSign Form
If you do not submit the form by DocuSign, you can fill out the form manually by downloading the PDF.
This is an interactive form contains fields that you can select or fill in. Please note that some browsers may not fully support all of the Adobe PDF capabilities. You may need to configure your browser to use the Adobe PDF plug-in.
After you complete the PDF form, you need to deliver the form to us by either email, fax, regular mail or overnight mail.
P.O. Box 7080, San Carlos, CA 94070-7080
1160 Industrial Road, Suite 1,
San Carlos, CA 94070-4128
|Click here to Download Form